Course Description

F736 - Ethics and Professional Practice In Finance

This course introduces students to the practices and codes of conduct involved in the finance function. The course covers ethical issues and the role of the corporate financial manager, as well as those of other stakeholders and other participants in the investment industry. The emphasis of the course will be on readings, rules, and regulations from the CFA Institute. Cases and speakers will be employed to bring a real world perspective to the classroom. Students pursuing the CFA designation are strongly urged to take this course.

Prerequisite: Registration in the MBA Program

Course Offerings

Fall 2025

Code	Section	Day	Start	End	Room	Instructor	Outline
F736 E	C01	TUE	19:00	21:50	See Mosaic	See Mosaic

Fall 2024

Code	Section	Day	Start	End	Room	Instructor	Outline
F736	C01	TUE	14:30	17:20	See Mosaic	S. Bose	Outline

Fall 2023

Code	Section	Day	Start	End	Room	Instructor	Outline
F736 E	C01	MON	19:00	21:50	See Mosaic	S. Bose	Outline

Fall 2022

Code	Section	Day	Start	End	Room	Instructor	Outline
F736 E	C01	TUE	19:00	22:00	RJC	S. Bose	Outline

Fall 2021

Code	Section	Day	Start	End	Room	Instructor	Outline
F736 E X	C01	TUE	CANCELLED	CANCELLED	Online	TBA

Fall 2020

Code	Section	Day	Start	End	Room	Instructor	Outline
F736E	C01	WED	19:00	22:00		S. Bose	Outline

Fall 2019

Code	Section	Day	Start	End	Room	Instructor	Outline
F736E	C01	WED	19:00	22:00	RJC 263	S. Bose	Outline

Course Offerings Archive Submission Form

If you need an outline from an earlier semester, please use this form to contact us. Outlines for current and future courses will be posted here on the website as they become available.

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